R01 Course - Financial Services, Regulation and Ethics (CII Level 4) | 23rd Sep 2025

WHAT WE DO

At Pacific Training our R01 course is structured to help candidates succeed in the CII Level 4 Diploma module on Financial Services, Regulation, and Ethics. This training course guides you through a question bank that mirrors the structure and difficulty of the actual CII exam, ensuring a solid grasp of the CII syllabus and helping you to pass the R01 exam.

WHY TAKE OUR CII R01 COURSE

• Precision-focussed revision course, to help you pass your R01 exam.
• Up to 100 mock questions created, as per the CII level of difficulty, and mapped directly to CII learning outcomes.
• Build your confidence and sharpen your exam strategy in just half a day.

WHAT DOES A COURSE INCLUDE?

• Comprehensive R01 question bank aligned with all CII learning outcomes.
• Tutor-led session guiding you through questions, covering each learning outcome with a focus on understanding the logic and context behind the correct answers.
• An interactive group session for efficient and focused exam preparation.

LEARNING OUTCOMES

R01      Financial services, regulation and ethics

• LO1: Understand the UK financial services industry in its European and global context.
• LO2: Understand how the retail consumer is served by the financial services industry.
• LO3: Understand the legal concepts and considerations relevant to financial advice.
• LO4: Understand the regulation of financial services
• LO5: Understand the financial regulators’ responsibilities and approach to regulation.
• LO6: Apply the principles and rules as set out in the regulatory framework.
• LO7: Apply the regulatory advice framework to ensure fair outcomes for the consumer.
• LO8: Understand the range of skills required when advising clients.
• LO9: Understand the financial regulators’ use of principles & outcomes based regulation to promote ethical & fair outcomes.
• L10: Apply the Code of Ethics and professional standards to business behaviours of individuals.
• L11: Critically evaluate the outcomes that distinguish between ethical and compliance driven behaviours.

HOW DOES IT WORK?

• Choose which R01 course you want to attend.
• Attend your LIVE ONLINE, half-day session via Microsoft Teams
• Review key concepts and test your knowledge through guided question practice.

COURSE DATES

YOUR TUTOR

Dean Scott FPFS is a Senior Training Consultant within the Financial Services Sector with proven expertise in providing training leadership to major corporate clients.

HOW TO REGISTER:

• Select which R01 course you wish to attend and choose your date.
• Place your order.